Which of the following is an example of a foreign currency nostro account from the perspective of a bank in London?
A. a GBP account with another UK bank
B. a CHF account that it holds for a customer in London
C. a GBP account that it holds for a bank in New York
D. a CHF account with a bank in Zurich
正解:D
質問 2:
A dealer belongs to:
A. the back office staff
B. the money laundering staff
C. the middle office staff
D. the front office staff
正解:D
質問 3:
All trades, internal and external, should be entered into trade capture systems:
A. within 24 hours of execution
B. the same day they are executed
C. within an hour of execution
D. as soon as possible
正解:D
質問 4:
In the unexpected event that a public holiday is declared on the date a particular contract matures, what is the normal market practice?
A. if that day is NOT the final trading day of the month, all contracts maturing on that day are shortened to the preceding business day
B. decisions about the maturity dates of trading contracts are made by ACI's Committee for Professionalism on a case-by- case basis and must be adhered to
C. if that day is NOT the final trading day of the month, all contracts maturing on that day are extended to the next business day
D. all new maturity dates have to be agreed upon with the counterparties involved
正解:C
質問 5:
A bond selling at a discount will be selling for:
A. less than 100%
B. 100%
C. more than a bond selling at a premium
D. more than 100%
正解:A
質問 6:
Why does The Model Code recommend the use of netting systems?
A. to reduce the brokerage fees
B. to reduce settlement and credit risk
C. to avoid too heavy a workload for operations staff
D. to enhance the straight through processing
正解:B
Tsugihara -
基本から丁寧に解説されているしっかりした3I0-010テキストです。通勤などの隙間時間に読み進めることができて助かります。